As I listened to the presentations at the National Archives and Records Administration (NARA) yesterday, I tweeted, “My favorite records topic: “Working together: breaking the silo mentality.” The American Society of Access Professionals offered an all day training session in the McGowan Theater on Thursday.
Sometimes, you can just tell from the title of a presentation on an agenda who might get it. Sure enough, the speaker, a lawyer at the Department of Justice, got it. Not only that, but Allison Stanton of the Civil Division expressed the concepts in a way that showed a solution oriented understanding of how bureaucracies work.
I had thought when I registered for the event that I would attend it as scheduled in early December. But funding issues for some of the potential attendees due to budget uncertainties led to postponement until February 26, 2015. (I chose to pay my own way.) A couple of inches of snow yesterday morning made for a picturesque scene as I arrived at the National Archives around 8:20 a.m.
Speakers from the National Archives included AOTUS David S. Ferriero, who gave welcoming remarks; General Counsel Gary M. Stern; Chief Records Officer Paul Wester; records policy expert Arian Ravanbakhsh; and digital engagement specialist Kristen Albrittain. You see Kristen explaining how NARA manages its blogs and other social media sites. The dynamic content, comments (and moderation of comments!) present interesting challenges which the agency is working through still in a process of continual learning.
The training was open to anyone who works on records issues–records managers, Freedom of Information Act (FOIA) officers, program officials, analysts, attorneys, IT specialists, and officials with hybrid functions related to the records life cycle. My longtime friend, NARA FOIA officer Joe Scanlon, was a lead in the group which developed the content.
Joe is pictured with my late sister Eva, his former supervisor at the National Archives, in February 1996 and with me yesterday. I would love to know what the photographer said to Eva to make her laugh that way! I enjoyed talking before and after the symposium and between training sessions with the NARA officials present (David, Gary, Joe, Paul, Arian). Yes, my laughter rang through the McGowan Theater at times. I am very much like Eva!
The program brought together people from NARA and other federal agencies and departments. I nodded along as I heard Allison Stanton, the DOJ lawyer, talk about how a well-run records management program provides “safe haven” for an agency or department. (Handling records issues poorly–the reasons for that vary greatly–ramps up risks and makes it harder to defend what has been done.) And that this depends on people partnering with each other.
Stanton noted, as I have in online forums, the value of saying, “I’m not here as your competitor. We bring different insights and knowledge to the table. Let’s work together so that we all can be stronger.” I liked her realistic observation that there is plenty of brainpower within the federal agencies and departments but that that stakeholders don’t always find or “know each other.” As in so many areas involving records and archives, why this is and how it plays out as it does varies. “It depends” was one of the themes of the training conference, along with openness to continual learning.
There were many moments yesterday when I thought about my late sister, who, as I do, valued bridge building and dialogue. I was touched that a former NARA official, Ramona Oliver, told me after the program that she remembered Eva. Ramona (now with the Department of Labor) did a great job along with attorney Scott Hodes with the conference wrap up. They devoted most of their session on bridging the gap and looking at best practices to interaction with the audience. Good move, one that paid off well.
Understanding best practices requires acknowledging what can go wrong. That means you have to establish a safe haven for talking about the good and the bad rather than signalling you’re looking for “the public relations” version of records issues. I very much liked hearing some of the candid questions and observations (including from one of the program officials in the audience). Honest engagement was a sign to me that for some, the sessions had established a good trust zone.
Because they are so complex and there is so much at stake, federal records issues deserve realistic discussion. Gary Stern’s morning presentation was notable for its candor and focus on finding solutions. Gary explained how NARA developed its new Capstone approach to records scheduling. The Office of General Counsel slide stated: “Take the human out of the equation.” Gary observed candidly that the traditional records management solutions to managing electronic records–print and save and click and save (in an Electronic Records Management System) “were not happening.”
Gary also observed what I have found to be the case sometimes, too: that there is a lot of confusion among the general public and among some stakeholders about what the Federal government is doing. I thought back to what Stern said from that same stage in January: “Come talk to us.” I very much respect the NARA officials who are inside, working through complex issues, and out there, engaging with the public.
Among those officials is Paul Wester, who spoke at the American Historical Association conference in January. Yesterday at the ASAP training at NARA, Paul gave a good overview in “Laying the Foundation” of ongoing records management reform initiatives. (David Ferriero set the scene very well in his opening remarks.) Paul took questions after his presentation. I nodded along when he responded to a question by explaining how templates don’t always fit because situations in agencies and departments are so different. Indeed!
I saw the same through line in the presentation by Arian Ravanbakhsh of the CRO staff at NARA. Tone and content matter a great deal. Arian hit the right balance as he walked the functionally diverse members of the audience through sustainable format issues. As he explained evolution in how the agency formulates and issues policy guidance, Arian conveyed the same realism about what should be and what is as did the other NARA speakers. I really liked seeing multiple NARA speakers convey the importance of creating spaces where people will listen and talk to you. On stage, in your written guidance, and across various platforms.
You can’t parachute in to someone else’s world and impose solutions on them. As a number of the agency and departmental speakers noted, you have to understand the unique culture in every organization. This includes looking at which senior executives’ email accounts fit into Capstone. In the discussion of this aspect of electronic record keeping, bonus points to Mark Patrick, chief, Information Management Division, Joint Chiefs of Staff.
Patrick talked about using internal consideration of the Capstone option to look beyond records management. To examine which officials have what policy and operational responsibilities and why they hold the rank that they do. Patrick has a great Twitter handle: @JSinfoDude!
Hearing thoughtful examinations of complex issues by federal officials, including those from NARA, lifted my spirits yesterday. Many smiles and nods from me during the day. One such instance occurred when Allison Stanton explained so very well what is at stake. I like how she stepped back and looked at the big picture.
Stanton said that FOIA and e-discovery and litigation are important. But she explained that the fundamental reason for maintaining a good records management program is “agency mission.” She said that you don’t want to have to rely on the reminiscences of that agency “old timer” as to what was done, why and how. You want to turn to the records, instead. Yes!
Yesterday’s wintry weather, the falling snow and icy sidewalks and roads, reminded me of that great quote from Wayne Gretzky–skate where the puck is going to be, not where it is. Having the right vision is as important as having the right equipment. The talent and coaching make a difference, too.
Records issues require looking at the forest and the trees, as I’ve often pointed out here and in other forums. And thinking through complex issues depends on letting people talk about what is, not just what should be.
Sometimes, the best thing to do is to sit back and listen to others. I’m grateful I had that opportunity yesterday. That it was at NARA was an added bonus. Somehow, I don’t think that was a coincidence. The National Archives these days it is a place for continual learning–a place where, as my readers know, I like to be!











































