Monthly Archives: October 2014

Change in archivesland: realistic optimism

On Tuesday, October 28, 2014, I returned to the National Archives and Records Administration  (NARA) for the second day in a row.  But the events I attended were very different.  They took place in the same building and I used the same door to come in.  But how I walked out of the building was not the same.

Monday evening at NARA, I viewed a docudrama about Alan Turing.  Codebreaker chronicled Turing’s breakthroughs as a pioneering computer scientist but also his tragic death, seemingly by his own hand.  A poignant scene in the film showed him telling his analyst that he was charged under the same statute as Oscar Wilde.

Things played out tragically in the 1950s as they did, for reasons individual and specific but also general to a time and a place. The same decade when five years later, Isaac Asimov, a scientist who led a more privileged life than Turing, wrote his essay about creativity and safe space.

On Tuesday I returned to the museum side of the National Archives to attend a black tie Gala.  My guest was my longtime friend, Tim Mulligan.  Shortly after we arrived, AOTUS David S. Ferriero, always a gracious host, greeted Tim and me during a reception in the lobby.   One of many great moments during a beautiful evening!  The reception preceded the awards and dinner portions of the evening Gala.

After the reception, we moved from the lobby to the McGowan Theater, where the Foundation for the National Archives presented Robert Edsel, author of The Monuments Men, with the Records of Achievement Award.  The Dallas Morning News reported that

“Edsel’s mother, Norma, 83, who lives in Dallas, was on hand Tuesday night. One of his proudest moments, Edsel said, came before his father, a World War II veteran, died six years ago.

His parents received a letter from friends, who wrote, ‘Robert has moved his life from success to significance.’ The significance, Edsel said, is ‘recognizing these men and women that no one knew about, preserving their legacy and putting it to use.’”

I sat in the second row of the McGowan Theater with Tim and applauded Robert Edsel.  For his achievements and passion.  But most of all, for his understanding of the importance of the story.  And his strong desire to share through research in archival records how the men and women of the Monuments, Fine Art, and Archives Program worked valiantly to save cultural heritage during and after World War II.

Maarja's iPhone photo of award presentation to Robert Edsel, NARA Gala, McGowan Theater 102814 c rs

You see that my iPhone photo of Robert Edsel, David Ferriero,  A’Lelia Bundles, Nick Clooney, and Patrick Madden is taken at an angle.   Nick Clooney, who did a great job as Honorary Chair and moderator of the Q&A, is partly hidden as a result.  But he is visible in the second photo I took after presentation of the Award.  Although notable in his own right as a journalist and news anchor, Nick Clooney used self deprecating humor to introduce himself:

“Even in this glittering assembly of accomplished people, I am the only one who knows precisely what his obituary will read: ‘Nick Clooney–comma– brother of singing legend and movie star Rosemary Clooney–comma–father of Oscar-winning actor, writer, producer, humanitarian George Clooney–comma–died today–period.’”

Robert Edsel, Nick Clooney NARA Gala event, McGowan Theater 102814 rs r

The photos of the awards event reflect my perspective from my usual seat on the aisle of the second row.   Yes, what you see may depend on where you sit!   Here is a photo from a central location in the theater; Nick Clooney, having moved to the far left of the group, shows up clearly.

Nick Clooney, Robert Edsel, David Ferriero, Alelia Bundles, Patrick Madden, NARA Records of Achievement Gala, 102814

My thoughts on Tuesday reflected my background as a NARA employee.   As I cheered Robert Edsel’s accomplishments, I also was applauding others.  Such as Tim Mulligan, a historian archivist who worked in records declassification, in central research, and in the modern military records unit of the National Archives.

And I was applauding all the archivists who have worked and still work to make available the records Edsel and others have used in researching the history of the United States.  Current employees such as Lisha Penn, who was present at the Gala.  Lisha once worked with my late sister, Eva, a supervisor and team leader in NARA’s records declassification division.

Rotunda event, NARA Gala, 102814 cr

As President of the NARA Afro-American History Society, Lisha was one of the people who spoke words of welcome at a reception in December 2009 for David Ferriero shortly after he became the Tenth Archivist of the United States.  Representatives of the National Archives Assembly and the union also spoke at the event.

Tim Mulligan specialized in records about World War II, both in English and in German.  He retired from NARA in January 2007.   Not that long ago, yet ages, it seems in many ways.   I say that because the National Archives is in transition now and reflects elements of old and new cultures.   Both internally and among the external stakeholders with which it deals.   Adaptability, nimbleness, flexibility, the ability to listen, absorb, communicate effectively, and most of all, sensitivity and situational awareness, are even more important than in the past.

Change brings challenges for people throughout the ranks.  That means the roles of the line staff, supervisor, manager, and executive all are important.  One of the leadership competencies I most respect at the NARA that David Ferriero leads now is this new one:

“Creates positive energy and a sense of camaraderie, and helps others feel personally invested in their work and the agency’s mission. Seeks an understanding of all sides and strives for win-win solutions. Demonstrates resiliency; maintains poise, focus, and instills a sense of realistic optimism, even under adversity or uncertainty. Communicates with confidence and sincerity across all levels.”

When NARA now says it must meet people where they are, that means it serves researchers in-person, on the telephone, through email, and also online with digitized records made available directly or through partners.  I enjoyed hearing Tim talk during the reception with NARA Executive for Research Services Bill Mayer about his research experiences, both as a reference archivist and a user of records, then and now.

I’ve enjoyed getting to know Bill and respect the technical and people skills he has brought to the National Archives from American University.  I very much respect the way he navigates the old and new worlds of helping make access happen.  And I admire David for recognizing Bill’s skills and abilities and appointing him to his position in 2012.    When I saw Bill in the Rotunda later, after our wonderful dinner, I smiled, gave him a thumbs up, and told him, “Keep on keepin’ on!”

Bill Maher, Tim Mulligan,   NARA, Gala Reception 102814

Maarja, Rotunda, NARA Gala Dinner 102814 1 cr rs

Another wonderful moment during the reception occurred when I introduced Tim to Lucinda Robb, granddaughter of President Lyndon B. Johnson.  She serves on the Board of the Foundation for the National Archives.  As on July 4, when I introduced her to NARA official Trichita Chestnut, Lucinda graciously posed for a photo as she chatted with Tim.

Tim Mulligan, Lucinda Robb, NARA Gala Reception, 102814 c rs

Trichita Chestnut wrote one of the publications that Lisha Penn presented to David Ferriero at the  National Archives reception in 2009.  How did I know that Lisha spoke at the reception to welcome the new Archivist five years ago?   I  Googled Lisha Penn and National Archives.  That took me to an undated transcript of remarks posted on the National Archives website of a reception at the agency’s College Park location.

I found the approximate date on a third-party site–You Tube–after further searching.  The You Tube link above shows the upload date and refers to the reception as taking place in December 2009.   Looking at related video links led me to a composite upload of photos and video clips of the reception, which the You Tube description suggests may have taken place December 4, 2009.

Where will historians of the future go to see Lisha and others speak words of welcome to David Ferriero?   The original footage may be part of NARA’s records, depending on who created the products (the agency or employee associations).  So, too, that portion of permanently valuable records that falls under the Federal Records Act and relates to a reception in 2009 for the new Archivist.

The You Tube links I just shared may not work 20 years from now.  But somehow, somewhere, researchers still may be able to see and hear how representatives of various groups welcomed the Archivist.  And what David  Ferriero said in his own remarks.  And they won’t have to view the footage at the National Archives.

Since November 2009, when David Ferriero became Archivist, the agency has been undergoing major cultural change.  The Big Dude has used multiple platforms to explain the agency’s transformation goals.  He turned to AOTUS blog to share the Charter for Change.  More recently, Ferriero explained the components of its new Strategic Plan in a series at AOTUS blog this spring.  My favorite part?  David tweeted it himself in April:

@dferriero tweet re Goal Four, NARA Strategic Plan blog post

In December 2009, the Archivist was the last to speak during the welcoming reception at Archives 2.  Ferriero spoke with realistic optimism about the challenges ahead and focused on the people:

“So thanks to all of you for being among the first to celebrate my arrival, I really appreciate it. And I feel a certain kinship with you because back in my early days at MIT and the libraries at MIT, I was the president of the Library Staff Association. So I spent a lot of time trying to convince the MIT administration to pay attention to the needs of the staff.

So I’m looking forward in my time here to creating opportunities for me to listen to you, and for those of you who were in the audience or were watching yesterday when I made my first State of the Archives Address, my remarks about the importance of the staff were genuine. It’s impossible for me to think about our ability to accomplish the work that’s ahead of us if we don’t have a staff who’s valued and recognized.”

Over 40 years in federal service have left me thirsty for change, improvement, better ways of handling issues at NARA about which I care a great deal.  Sometimes, I wonder if I’m impatient because I waited so long for officials to take on the challenges they now have!

A year ago, I blogged about some NARA employees’ perceptions of “third rail” issues at the agency.   Time will tell how those issues play out in the long run.   They depend on internal and external communications and understanding why those perceptions exist, among other elements.   They should not be third rail and in my view, are not.

I also looked a year ago at my blog at a number of books about leadership and managing change.  It isn’t just the William Bridges model that frustrated me when I heard a presentation about it in 2006.   Nothing I’ve read since then has led me to buy in to  it.   There are bits and pieces of various books by well known authors that I embrace, other parts I reject.  One of the reasons may be that I look for less certitude, more room to pick and choose, the ability to customize, than some more didactic presentations allow me.

But I’ve found useful advice outside the bookstores.  In 1982, David Ferriero, then a Supervisory Librarian at MIT, researched, wrote, and published an article about “Burnout at the Reference Desk.”    It benefited his colleagues and team and fellow librarians back in the day.  I’ve used it this year to understand and mitigate the burnout I feel at times myself.  And I’ve shared it with many information professionals at various stages of their careers as archivists or librarians.

The same practical, humane, low key vibe seen in “Burnout at the Reference Desk”  informs the new Supervisors Handbook recently developed by the NARA team.  I’m incredibly proud of the National Archives for crafting such a product–better than any management book I’ve read.   That NARA did this so well gives me hope for the future.  “Trust yourself–you can do this!”

Maarja on the red carpet, NARA Gala, evening102814 Tim, Maarja, Champagne toast, NARA 102814

I walked into the National Archives at 6 p.m. on a red carpet, wearing my Mother’s black velvet coat from 1938 as a coatdress.   With the World War II theme of the evening, I was happy to wear vintage!  Shortly after 10 p.m., I walked down the steps of the Portico after drinking a glass of champagne.  What did I toast?   NARA’s past, present, and future!

Relax! Be foolish. Counter-cultural change un-management.

Yesterday evening I attended a public program at the National Archives and Records Administration (NARA) at which AOTUS David S. Ferriero introduced a screening of Codebreaker.  The film is an affecting, sobering docudrama about Alan Turing.  Executive producer Patrick Scammon spoke and took questions from the audience.

I chatted briefly with David and enjoyed our congenial exchange, as always.  I spent most of my time as I waited for the program to start reading about management issues.  But I walked out of the National Archives thinking about how random events can affect intellectual achievement and lives in tragic ways, as in the case of Turing.

How to spark creativity, encourage it, when there are so many forces that work against it?  Including what people do to each other.

Risk aversion, control, gatekeepers, metrics, the need to demonstrate return on investment.   Labels, categorization, classification, cataloging, authorities control.

Boldness, freedom–at all ranks–to try out new things and succeed or to make mistakes.  To adjust course and try something new.

How can you balance these elements–real and aspirational–that are present in some combination in many libraries, archives, and museums?  By accepting and learning to live with what requires control and what does not.  Including change itself.  Not easy to do.

There has to be a structure–a vision, plans, goals, objectives.  But bringing about change is an uneven, at times unpredictable, process which requires handling a number of complex elements.  I do not believe change, whether traditional or “disruptive,” can be fully “managed.”  And trying to do that may not be desirable in all cases.  Especially when one of the cultural change goals is to spur creativity and inventiveness.

According to Isaac Asimov, “creation is embarrassing. For every new good idea you have, there are a hundred, ten thousand foolish ones, which you naturally do not care to display.”  In an essay he wrote while Dwight D. Eisenhower was President, the famed scientist, humanist, and science fiction novelist argued that given the way new ideas flow, creativity requires isolation.

Yet he also pointed to how people can stimulate each others’ creativity.  And how small group discussions can lead to thinking outside the box.  Asimov’s essay remained unpublished from the time he wrote it for Allied Research Associates in Boston in 1959 until a scientist published it at MIT Technology Review last week.

Some elements reflected a specific time and way of doing things in the 1950s.  But he also identified others that seem timeless.

The Wikipedia entry for Asimov describes his relationship with the creator of Star Trek:

“Asimov and Star Trek creator Gene Roddenberry developed a unique relationship during Star Trek’s initial launch in the late 1960s. Asimov wrote a critical essay on Star Trek’s scientific accuracy for TV Guide magazine. Roddenberry retorted respectfully with a personal letter explaining the limitations of accuracy when writing a weekly series. Asimov corrected himself with a follow-up essay to TV Guide claiming despite its inaccuracies, that Star Trek was a fresh and intellectually challenging science fiction television show. The two remained friends to the point where Asimov even served as an advisor on a number of Star Trek projects.”

An assumption adjusted.  A continuous learning situation that played out in public.

Just as you can’t control or really manage change, only encourage its acceptance, you can’t control creativity.  As Asimov observed, “The creative person is, in any case, continually working at it. His mind is shuffling his information at all times, even when he is not conscious of it.”  Isolation encourages this but sharing knowledge in small groups also can stimulate creativity.

“No two people exactly duplicate each other’s mental stores of items. . . It seems to me then that the purpose of cerebration sessions is not to think up new ideas but to educate the participants in facts and fact-combinations, in theories and vagrant thoughts.”

In Asimov’s view, there may be people in a group whose presence silences candid discussion.  He described the chilling effect of a person unsympathetic to free-flowing conversation that may veer into the foolish.  Or someone who dominates because he (or she) is expert in a subject.  (I would add that someone who perceives him or herself as an expert, or wants to be seen as one, but isn’t, yet uses up inordinate time, also can chill conversation.)

Asimov believed that

“There must be someone in charge who plays a role equivalent to that of a psychoanalyst. A psychoanalyst, as I understand it, by asking the right questions (and except for that interfering as little as possible), gets the patient himself to discuss his past life in such a way as to elicit new understanding of it in his own eyes.”

As I read the 1959 essay, I thought about Social Media.  Twitter.  Blogs.  Internal Collaboration Networks.  And old media.  Journal articles.  Email subscription professional Listservs.  And self-created forums, such as random hallway conversations.

Asimov’s essay resonates across platforms despite its age simply because people are people.  For successful engagement, you need to create a safe environment where they can relax.

David Ferriero and Maarja Krusten,NARA,_110411I first wrote at a blog about the change environment at the National Archives and Records Administration in April 2010.   Where did I share my thoughts?  Under the first essay by David Ferriero, at a new blog he launched in April 2010.  I didn’t know him yet, we wouldn’t meet until 2011.

But even before I met and came to like and trust David, I figured, hey, something different.  The Big Dude (as I referred to him at my anonymous blog) is out here talking.   Let’s see what happens.

I joined the conversation.  Many other people did as well.  The title of the first blog post by the Archivist was “No Small Change.”  My first comment at AOTUS blog was as long as a blog post and I admitted as much!  (I wouldn’t find a better platform for long form musing, my own blog at NixoNARA, until December 2010.)

What did I talk about?  Being entrepreneurial in a government setting.  I pointed to the challenges of reconciling creative anarchy with risk aversion within federal bureaucracies.  I quoted what a former head of a federal agency had discussed with my colleagues and I in an oral history interview.

“In a pure venture capital environment, you know that up to half of your ideas are going to fail. But you know that the other half are going to more than make up for the half that failed, on a profit basis. Government doesn’t get that same credit for the half that fails versus the more than half that succeeds.

….In business, if you have a fragmented organization, you may make a mistake here, and you may experiment there, but you try to offset it even more by successes elsewhere. . . .The President’s public is not so forgiving.””

Alex Howard, @digiphile, points to similar elements in a thoughtful essay he published yesterday.  Alex looks at an effort by the IBM Center for the Business of Government to assess government innovation efforts.   He points to the challenges of discussing failure as a barrier to innovation, a barrier which receives glancing mention in the IBM study.

“Innovation, by its nature, often comes through experimentation, which inevitably results in failures. Inventors, researchers, software developers, engineers, and scientists all know this dynamic well. Thomas Edison famously tried thousands of approaches to a light bulb before he found one that worked. The Apollo Program endured failed launches and tragic deaths.

One of the key success factors behind the success of the “New Urban Mechanics” in Boston lay in the ability of its leaders to insulate experiments against risk. In today’s polarized political environment and 24-hour news cycle, this isn’t a minor issue: any mistakes, much less programmatic failures, can and will be reported upon in the media and cited as evidence of incompetence by the opponents of elected officials.”

I’ve read other IBM Center reports over the years.  They offer good analysis in some areas but also can have limitations.  In some cases, I’ve observed significant blind spots on issues with which I’m very familiar.  This was due to information asymmetry.  Certain emerging issues and conditions were known to insiders but masked or shielded from the external researchers because of internally required message discipline.   But the IBM Center reports also have offered a useful outside perspective on governmental issues.

I also recently read a published essay and some slideshares about change management.  The various authors drew on William Bridges’ approach to managing change.  It is one I have grappled with for some time now, since I first heard a presentation about it in 2006.

NARA tried using the Bridges model back in the old days, before Ferriero became Archivist.   Now there is a new NARA taking shape.  The agency seeks to incorporate change throughout the agency.  To Ferriero’s credit, NARA has left the Change Officer model in its past.   There may have been a time when its use was warranted or at least deserving of a good try.   But its templates can’t be applied to major cultural transformation. So I like the fact that the NARA Ferriero leads looks at change in terms of empowerment.

The Bridges model has some good points–it stresses the need to have a plan, to communicate, and to listen.  But some of its framing is grating, perhaps due to insularity. This is where tapping into backchannels, such as Twitter, heightens sensitivity to what plays well and what does not.

For example, I strongly dislike the negativity of a “change management” official referring to “resistance.”  This is not helpful to the agency head or executives or managers or supervisors the change officer is supporting.  To guide employees towards the type of major change NARA now is working on, officials need to be free to apply their own interpretation of what is happening and why.

A much better and more neutral way to look at change is to think in terms of buy in.  And to look at where listeners are in terms of a spectrum where they may shift forward, back, forward again, rather than distinct phases of the type Bridges applied.  This means embracing change as chaotic.

I haven’t seen any presentations of the Bridges change management model that acknowledge that the people seeking to implement change feel frustration and anger at times, too, not just those being asked to adapt to new ways.   Or that they might “resist” listening to feedback necessary to change course or even modify the objectives.

See what I just did?  I flipped the Bridges scenario to demonstrate that barriers are best viewed as individual and opaque at times, not categorized and visible.

Change in Washington, in Fedland, faces challenges because of the elements the IBM Center analyzes and the additional barriers Alex Howard describes in his Tech Republic article.    Bringing it about requires managing expectations but also letting go of the idea that you can control change.  Better to accept the fact that its course is highly individual and cannot be reduced to formulas.  To set a vision and to encourage “a willingness to be involved in the folly of creativeness.”

Asimov writes of creativity that “It seems necessary to me, then, that all people at a session be willing to sound foolish and listen to others sound foolish.”  What he’s talking about is a safe zone.

“First and foremost, there must be ease, relaxation, and a general sense of permissiveness. The world in general disapproves of creativity, and to be creative in public is particularly bad. Even to speculate in public is rather worrisome. The individuals must, therefore, have the feeling that the others won’t object.”

Building such a safe zone isn’t easy in Washington, a complicated place where not everyone is playing by the same rules or motivated to apply them fairly.   Trying to control change while seeking to encourage creativity only adds tension to a workplace.

NARA is wise now to tell supervisors “Trust yourself.  You can do this!”  Give people space, treat them with the same respect you want shown yourself, help them relax.  Learn when to manage and when to step back and to un-manage, instead.

Out in front

Ben Bradlee, Washington Post executive editor from 1968 to 1991, died October 21 at the age of 93. President Barack Obama echoed the title of Bradlee’s memoirs, A Good Life, in the statement issued that evening:

“For Benjamin Bradlee, journalism was more than a profession – it was a public good vital to our democracy. A true newspaperman, he transformed the Washington Post into one of the country’s finest newspapers, and with him at the helm, a growing army of reporters published the Pentagon Papers, exposed Watergate, and told stories that needed to be told – stories that helped us understand our world and one another a little bit better.

The standard he set – a standard for honest, objective, meticulous reporting – encouraged so many others to enter the profession. And that standard is why, last year, I was proud to honor Ben with the Presidential Medal of Freedom. Today, we offer our thoughts and prayers to Ben’s family, and all who were fortunate to share in what truly was a good life.”

It’s well worth reading A Good Life.  I enjoyed Bradlee’s book.  But there are many Washington angles to Watergate:

  • The complicated story of Watergate and associated “abuses of governmental power.”
  • How the news of the break in and related events was or was not covered by journalists.
  • The story recorded in archival records at the National Archives and Records Administration (NARA), including the Nixon tapes for which I once was disclosure review team leader.
  • The archival story:  not just in the textual and audiovisual Watergate records NARA holds, but also what statutes cover them, how it acquired them, and how it has handled them.
  • The stories in and surrounding the court records of litigation over the Nixon records since 1974.

This post looks at one area–what it is like to be a pathfinder or out in front.

On June 11, 2012, I listened at a Washington Post event as panelists marked the 40th anniversary of the Watergate break in.  I sat in the back of a big space undergoing renovation on the top floor of the Watergate Office Building.    I saw from afar the speakers at the front  of the room.    Screens enabled guests throughout the large room  to see the different panelists in closeup.  One was former NARA Nixon Presidential Library director Tim Naftali, seen here with John W. Dean.

It was due to Tim’s thoughtful gesture that I received an invitation to the historic event!  (Link to the Post’s June 12, 2012 coverage here and yes, Tim and I are pictured in two different photos.)

tim-naftali-john-dean-watergate-event-061112 cr

WatergateInvite-foremail_96dpiThere was a poignant quality to the applause during a tribute to Ben Bradlee at the end of the event.   I sensed strong emotions among some of those who had worked for and with him.  A feeling that they would not have many more opportunities in such a setting to express appreciation.   Among those present were Bob Woodward and Carl Bernstein.

Woodward, Watergate event 061112  Bernstein Watergate event 061112

The room was crowded and I didn’t get a chance to introduce myself to Bernstein.  Nor was I able to speak to Woodward, with whom I first had interacted when he came out to NARA as a researcher during the 1980s.

The panelist I most wanted to meet was Egil “Bud” Krogh.  Krogh is a former Nixon White House lawyer who served time in prison for his actions with the “Plumbers.”  He wrote a thoughtful book (Integrity:  Good People, Bad Choices, and Life Lessons from the White House) about his experiences. You see him at right, facing me, well before the event started, in the photo below.

Bud Krogh, 061112, Watergate Building

I wanted to hear what he said before introducing myself.  A note I sent myself as I listened to Krogh’s panel presentation includes this quote:  “Never check your personal integrity at the door.”

At the conclusion of the event panels and emotional tribute to Bradlee, I waited for a moment to speak to Krogh.  Many others did, as well.  But my perspective was a bit different than theirs.

bud-krogh-061012

I introduced myself to Krogh this way:

“I’m a longtime federal employee.  I want to thank you for writing your book.  It meant a lot to me.  I was one of the first generation of federal archivists who worked with the Nixon tapes.  We faced many challenges, things got tough at times.”

Krogh nodded and said he well imagined they did.

I explained why I wanted to thank him:

“The concept of stewardship means everything to me.  It has kept me going throughout my years of federal service.  I just want to thank you for learning the right lessons and sharing them in your book the way you did.  I often cite you as an example and explain to young employees and newcomers to federal service the lessons you learned.  For writing what you did, and for what you have on your website, much thanks.”

Krogh seemed touched.  He smiled and replied in return, “Thank you, ma’am.”

I strongly believe in the importance of sharing lessons learned, whether they stem from triumph or failure or something hard-to-classify (as life’s events often are) in between.

Marilyn Berger’s account of Bradlee’s death in the October 22, 2014 New York Times points to “the uncomfortable feeling of being alone on the story of the century” at times.  I leave it to my readers to study the scholarship on such reporting, now and as more records, including the Woodward and Bernstein papers the University of Texas in Austin acquired,  Woodward and Bernstein donated in 2005 to the University of Texas at Austin become available.  As also with Nixon scholarship, there are various viewpoints–expressed in different ways!

What interests me in reading coverage of Bradlee’s death, as also in studying the Nixon White House, is how people work with superiors and colleagues.  How they view goals, objectives and mission.  And how they look back on that.

Marilyn Berger describes the impact of publisher Katherine Graham’s decision to green light the publication of the “Pentagon Papers.”  She writes,

“The government tried to stop The Post from publishing, as it had The Times, but the Supreme Court ruled in favor of both papers. More than anything else, Mr. Bradlee recalled, the publication of the Pentagon Papers ‘forged forever between the Grahams and the newsroom a sense of confidence within The Post, a sense of mission.’”

In their narratives of the experience of publishing stories on Watergate, the Post’s principal players point to a sense of being “out in front.” Katherine Graham noted of Watergate on a Christmas card to Bradlee in 1974 that the newspaper was saved from “extinction” by the revelation of the Nixon White House tapes.

Two years later, in 1976, I joined the National Archives’ Office of Presidential Libraries as it staffed up to process the Nixon tapes and files.   My archival cohort formed strong bonds.  As Seymour Hersh noted in an article about us in 1992, we had a sense of mission, as well.   Hersh called us quiet, sturdy workers.

maarjas-nars-suitland-badge-1977-cropped1  Our NARA group White House at picnic 1977

The Washington Post Watergate event in 2012 took place on the 11th floor of the Watergate Office Building.  The break in had occurred in 1972 in the offices of the Democratic National Committee on the 6th floor.

End of Watergate event

6th floor Watergate Office Building

As I stood in the Watergate Gallery on the 6th floor of the Watergate building after sunset on June 11, 2012, I saw my reflection in a window looking out on the night sky.  I snapped a selfie.  But when you work on processing records for disclosure as an official of the National Archives, you don’t put yourself in the picture.   My federal cohort felt that very strongly during the late 1970s and the 1980s.

maarja-reflection-watergate-gallery-watergate-office-building-sixth-floor

My colleagues and I were the first federal archivists to prepare for release presidential records that were administered as government property under a records statute.  The National Archives had taken in the materials of Nixon’s predecessors through deed of gift as donated items.

The concept of “archival objectivity” has multiple meanings.   Some discussions of objectivity and neutrality among archives professionals center on how an archival repository acquires materials.  (I understand that in cases where material is screened to conform to collections policies that some decisions may  be affected by biases, filters, etc. )   In our case,  we took custody of records that essentially were seized by the federal government after the president resigned in the face of a potential impeachment trial.

We worked to fulfill a mandate calling for release of “the full truth” about “abuses of government power” regardless of how we had voted or had viewed the issues in the 1970s.  My colleagues spanned the political spectrum in their personal views.  That did not show in our work.  You cannot look at the decisions we made on what to release and tell how we had voted.

That did not stop partisans from labeling us.  There was nothing I could or can do about that.  But attaching a label to me for my stance on disclosure taught me a lot about how partisans might view issues such as open government.  Later interactions with people I met in online forums, especially the offlist messages generated by my participation in two archives and records Listservs,  reinforced that lesson.

The Nixon records statute is sui generis.  Not only were we “out in front,” we stood alone in facing some of the obligations, then and later.  There were many twists and turns on the journey.   What I most focus on now is that in the end, the public got access to the records the law required NARA to release, including those of “general historical significance.”  It took a long time but researchers now largely can study them.

Luke Nichter, Doug Brinkley, Steve Roberts, NARA A1 McGOwan 080814 Flickr 14712939457_38bc8c86f0_z

Luke Nichter and Douglas Brinkley are pictured below signing books after a wonderful event at the National Archives on August 8, 2014 at which AOTUS David S. Ferriero gave opening remarks.  They are just two of the many scholars who have benefited and will benefit from disclosures from the Nixon records.  I appreciate their gracious acknowledgement–and David Ferriero’s– of archivists’ work on the materials.

Fred Graboske, Cary McStay, Maarja Krusten,  Luke Nichter, Douglas Brinkley, NARA 080814

Former Deputy Attorney General James Comey, now Director of the Federal Bureau of Investigations, once observed

“We know that our actions, and those of the agencies we support, will be held up in a quiet, dignified, well-lit room, where they can be viewed with the perfect, and brutally unfair, vision of hindsight. We know they will be reviewed in hearing rooms or courtrooms where it is impossible to capture even a piece of the urgency and exigency felt during a crisis,” he said. “ ‘No’ must be spoken into a storm of crisis, with loud voices all around, with lives hanging in the balance. . . .”

In the boardroom, in the news room, in a federal agency, sometimes your obligations require you to say “no.”  And sometimes they require you to give the green light.  To say, “yes.”

Thoughtful analysis is an important part of learning.  Changing course sometimes depends on it.  But in my experience, finding understanding of complex elements can be quite rare.  Especially online!

You can’t control what backseat drivers do.  And you do not know how the journey will go.  Or whether, as looking at present day or retrospective  “analysis” sometimes shows, your actions will be analyzed fairly or not.  (One of many reasons I much prefer thoughtful sharing in professional forums of lessons learned–yes, depending on the lessons, that can take courage–to “let me Google that for you.”)

You can’t control what others do.  You only can control your own actions and reactions.

You’ve got the wheel. So you set the course and go.

“Trust yourself….You can do this”

Human interactions.  Complicated.  Some things we do well.  Some things…less well.  Yes, I avoided framing that in a negative way!  And it applies to everyone.  Absolutely.  Nobody’s perfect.

Some of the mistakes we make affect more people than others.  That’s why managing and leading people effectively is so important.  And why it depends on openness and continuous learning.  People matter!

Talking about interpersonal relationships in the workplace–or in virtual and physical professional space–isn’t easy.   To its great credit, officials of all ranks at the National Archives and Records Administration (NARA) have been doing just that.  Talking.  And listening.   As part of many change efforts, its officials have been looking at how to improve the managerial and supervisory culture in the agency.

In my last two posts, I discussed some of the basic and the leadership competencies the National Archives looks for at different levels.  And highlighted people whose skills I admire.   I like the values and the skills that NARA requires.  But working through issues in an organization where people do some things well and some things less well–including some of the managers and supervisors themselves–can seem complicated and even overwhelming at times.

I am where I am and who I am because of circumstances and because of choices.  My own, those of others.  Same for everyone to some degree or another.  I was a twin, of course.  But my late sister Eva and I (pictured at NARA in 2000) were both alike and very different.

Maarja and Eva at Archives 2 in 2000 c

The forces that shaped us were not the same.  Our strengths and weaknesses were not the same, either.  And I’m not the same every day.  I’m constantly recalibrating depending on what I’m learning and experiencing.

On Thursday, I took the day off and went out to NARA’s College Park location, Archives 2.  Every time I go to Archives 1 or Archives 2, I expand my horizons.  I add new experiences–mostly good ones–to my memories of the agency in which I once worked as a team leader and in which my sister was a supervisor and team leader.

Eva would like the new Supervisors Handbook that NARA developed recently.  And not just because she would have added her voice to that of the many supervisors and managers and executives who contributed to the insights and knowledge it shares.  Some members of the current executive and management team once worked with and for her, such as Neil Carmichael, Jay Bosanko, and Joe Scanlon, pictured with her in 1994.

Eva, Neil, Joe, Jay et al. Dec. 16, 1994

Eva valued people, mentored them, and talked to them about process and people issues.  Showed who she was herself, in her strengths and weaknesses.  Sought to help those officially in her supervisory care and others outside it, as well.  Which meant she listened and tried to learn from as well as guide others.

My sister would have loved the recognition that there’s room for some fun in the workplace.  And I love this photo of Eva, the supervisory archivist, with Neil Carmichael and another member of her team at A2 in 1994.  I wish she still were here so I could say to her, “What a great expression on your face.  What did you just hear?  Did one of the guys just zing you?  Or make a spot-on funny comment about the workplace?  What’s going on?”  Definitely not a posed, press release ready photo.  Which is why I like it for the random moment!

Christmas 1994 c

Management involves dealing with really random stuff.  As NARA’s best officials understand in the current cultural change effort, people are individual and circumstances in each work unit can be very different.   The vision of “One NARA” means employees should strive to work towards common goals and not just think in terms of the unit in which they work.  But to their credit, National Archives’ officials recognize that there are local cultures within the larger NARA culture.

Geographic locations, proximity to Washington, work requirements, available career paths, resources (often not nearly enough!), all are in the mix.  But there’s a common ethos among the best employees.   They cherish the agency’s mission and they work hard “each and every day” to contribute to it.

On August 21, 2014, a ceremony at NARA’s Washington National Records Center (WNRC), which I call Archives 1 Plus, marked the naming of the research room for one such employee.  Bernard Gardner, who joined the National Archives in 1967.  NARA featured the event on Facebook and on its Tumblr:

“On August 21, 2014, the National Archives recognized Bernard Gardner’s extraordinary value to the National Archives and its customers by dedicating the Washington National Records Center research room in his honor. It is now known as the Bernard E. Gardner Research Room. This recognition is a testament to his lifetime of accomplishments, which have largely been behind the scenes, and to the values he embodies each and every day.

Bernie started with General Service Administration’s National Archives and Records Service, the predecessor to the National Archives and Records Administration, in September 1967 and, by then, had already worked more than a decade in positions at the Department of Navy and the Civil Service Commission. This humble gentleman embodied customer service and a commitment to provide access to Federal records long before it was mentioned in any Strategic Plan.

Throughout his years with the Washington National Records Center (WNRC), Bernard Gardner became a subject matter expert in some of the most complex collections stored at the WNRC—the Department of Defense overseas collection, Veterans Affairs XC claim files, and Selective Service records.”

Exactly.  Strategic Plans are part of the management process in Fedland these days.  But it is the people who make access happen.  That always has been the case, always will be, as Plans are updated and issued, time and again.  It’s all about the people.  People such as Bernie Gardner and his fellow members of the NARA family who work with temporary records and permanent records while agencies and departments still hold title to them and with accessioned records in NARA’s holdings.

People who ensure that NARA acquires records so the public can learn about their government.  People who process those records “largely behind the scenes” to make them available for research, on-site or virtually.

Pictured below with Bernie Gardner are AOTUS David Ferriero,  Deputy Archivist Deb Wall, NARA Chief Operating Officer Jay Bosanko, and other officials who gathered to honor him on August 21, 2014.

Dedication of Gardner Research Room, NARA WNRC, 082114

There is no sure fire template to apply to achieve success as a leader, a manager, an executive.   No guarantees.  So much can happen.  Some things you can control.  Some you can’t!

At every level, working with people involves some trial and error.  So I very much like NARA’s recognition in discussing supervision that everyone makes mistakes sometimes.  That supervisors should admit them to the extent possible, learn from them, and keep trying.

I’ve made mistakes.  There are a number of issues I’ve written about at my blog since December 2010 that I see a bit differently now, although others I see largely the same way.  I’m constantly learning and recalibrating as needed.  I’ve apologized at my blog.  To David Ferriero, whom I’ve come to admire and trust greatly,  for doubts I expressed on the Archives & Archivists Listserv in August 2010.  To Steve Flowers, learning and development official in NARA’s Human Capital Office.  Sometimes the only way to keep learning is to say publicly, “I was wrong” or “I didn’t realize that” or “I’ve gained new insights.”

When I went out to Archives 2 on Thursday, I enjoyed reconnecting with old friends, such as Joe Scanlon, now Freedom of Information Act and Privacy Officer, and his deputy, Jay Olin.  But I also was pleased to meet in person Steve Flowers, to whom I apologized here at my blog earlier this month.  I had misjudged Steve, been too hasty to classify him based on a single quote someone else posted.  Live and learn, Maarja.  And as the photo in the cafeteria shows, I very much enjoyed our chat!

Maarja Krusten, Joe Scanlon, NARA A2 101614  Maarja Krusten, Steve Flowers, NARA A2 101614

I would like to have seen Eva at the table with us for some of the conversations I had on Thursday, too.  We often talked about the same topics back in the day.  As I do, she cared about people issues.  Each of the archives technicians in the photo of Eva the supervisor with the team in 1994–Jay, Joe, Neil, and Chuck Hughes–later went on to supervise others.  And then some!  In Jay’s case, supervisor, manager, executive!

Jay Bosanko, Joe Scanlon, Neil Carmichael, Chuck Hughes, Eva Krusten 1994

Learning and trying require knowing one’s own strengths and weakness.  And assessing correctly those of others.   Yes, the same thing the Big Dude, David Ferriero, pointed to in 1982 in “Burnout at the Reference Desk” when he was a supervisory librarian at MIT.

Much of the ongoing NARA managerial improvement effort has the same vibe as David’s 1982 article:  low key, humble.  Well thought out and common sense advice.  Realistic and humanistic.  The team must look out for each other.  And it’s alright to have those feelings.  Talk to each other.  Learn how others can help you and you them.  Very relatable.   Changing a culture takes a long time.  It is a sustained and ongoing effort.  But worth doing so others will benefit in the future.

Kids trying out quill pens, NARA, Archives Sleepover, January 2014

Kids Sleepover, NARA, Rotunda, January 2014

NARA Kids Archives Sleepover, David Ferriero cooking pancakes, 101914

One reason I love the Kids Sleepovers that the National Archives and its Foundation partner started this year is the comfortable vibe used to introduce children to the value of history and records.   And the Archivist of the United States making pancakes for kids, as this morning!

David Ferriero, making pancakes, NARA Kids Sleepover, 1019141

Just one sign that this definitely isn’t your Old NARA!  Internally and externally, the agency is working to become more open, to engage, to teach, to learn.  That calls for adaptability and understanding whom you are trying to reach.

I like the fact that instead of approaching the development of a Supervisors Handbook for new and veteran supervisors with hyper-intensity and hyperbole, NARA took a practical, knowledge gathering and sharing approach using a low key tone which helps the reader to relax.  That’s why I know Eva would like it!

Eva, Chuck, Jeanne, Joe, Eva's birthday, 1996 Declass A2

Neil, Eva Feb1996

Eva with Declass friends 1996

The Handbook offers  a mix of traditional process advice but also many insights of the type that people talk about honestly when they’re sitting around having a beer or a meal.  It is thoughtful, not didactic.  Just like the best managers I know.

eva-neil-joe-jay-at-my-house-christmas1995

Are there other areas of the larger NARA change effort where Eva might disagree on tactics or tone, if not substance?  Sure.  Why not!  There are many areas where I’m realistically optimistic about NARA’s current efforts and a few where I see “growth opportunities.”  Eva very well might, as well.  And that’s okay.   To be effective, the change initiatives depend on contributions from people who are self aware, situationally sensitive, culturally aware, and open to learning and listening.

I like the advice NARA now offers supervisors and managers about taking care of others.  And taking care of yourself.  Both of which are key elements in taking care of NARA and its mission.

Most of all, I like the underlying message.

Trust yourself.  You can do this!

“Hailing frequencies open”

In order to communicate well, you first need to make the connection and then keep it open. On Star Trek, The Original Series, the Communications Officer, Lt. Uhura, would open the channel, then inform Captain Kirk, “Hailing frequencies open.”

Ashley Stevens, a National Archives and Records Administration (NARA) employee in Philadelphia, wrote movingly at her blog about what it was like on April 27, 2014 to meet actress Nichelle Nichols, who played Uhura.  The joy on the faces of both — the celebrity actress, author, and producer and the archives professional — is wonderful.

ashley-stevens-photo-nichelle-nichols-and-me

Ashley wrote in April of her late mother,  a teenager (as I was) when the original series premiered in 1966,

“My mother saw a strong, smart black woman in space on a starship holding her own with all the testosterone on the bridge.  And here she was some 20-odd years later sitting her daughter down to watch DS9 starring Captain Benjamin Sisko, an African American captain in charge of a space station.  I didn’t realize until that moment that my mother was passing along that inspiration.  Her subtle way of saying ‘Ashley, you can reach for the stars. Reach as far as you think you can go and then push a little farther.  It’s possible.’”

Earlier this week, Ashley tweeted a photo of her Halloween costume–Lt. Uhura, Communications Officer.  She said in a follow up tweet that she so was nerding out!  Me, too.  Me, too!  I saw in the her myself, also a NARA employee.  Also in costume for Halloween (at the agency!) in 1985.   But Ashley looks more authentic than I.

I cobbled together my costume from a black t-shirt and an old light blue polyster (!) dress, which I shortened.  And I took some liberties, combining the Vulcan eyebrows of Mr. Spock with the blue hair of an Andorian in the episode “Journey to Babel. ” That episode looked at Mr. Spock’s relations with his parents and his shipmates and how he and Captain Kirk viewed their duties and obligations.  It did so in the context of bickering, dissent, intrigue, and a spy’s betrayal in a diverse group of passengers as the Starship Enterprise transported the members of diplomatic missions.

IMG_20141009_193359 Halloween_NARA%20%201985_1MA29349544-0002

In a post I wrote in April about Ashley meeting Nichelle Nichols, I explained how she helps me:

“When I feel down about taunts on Twitter from others who ask when I raise questions about integrity challenges in the workplace whether I’m talking about Fedland or the “real world,” seeing public servants share insights into their work lifts my spirits.  Ashley and I enjoy geeking out about history, as I described in a post where I also talked about the contributions of Darren Cole, another NARA employee.  In “Color Palettes: Archives and Records” I thanked Ashley for the insights and honesty which help me stay mission-focused in Washington.”

One of the highlights of the Society of American Archivists conference in August was meeting Ashley in person.  I admire tremendously the work she has been and is doing for NARA.

Maarja Krusten and Ashley Stevens, SAA 2014%2c 081514 (1) Ashley Stevens, Maarja Krusten, SAA 20140814

I’m drawn to the color blue.  I still spray it in my hair at times in addition to painting my fingernails blue, as in 1985.  Not only have I done the Vulcan salute to the Big Dude, aka AOTUS David S. Ferriero, I once sprayed some blue in my hair when I attended a reception at which I chatted with him in 2012!

Among the leadership competencies the National Archives posts on the web is Communications.  I like the recognition that communicating effectively involves both words and actions!   When I walked into the Archivist’s Reception Room on October 5, 2011, for the first time in 16 years, David Ferriero greeted me and we shook hands.

He held up my hand for the photographer and said, “Look at her blue fingernails!”  I burst out laughing.  David added, “I like them.”  A thoughtful gesture of welcome.   And an effective one!  Just one glimpse of Ferriero’s great capacity.  I immediately felt “at home” at NARA, where I once worked.  Why?  I felt it was all right to be myself.   Infinite diversity, infinite combinations, as the Star Trek slogan says.

David Ferriero, Maarja Krusten NARA A1 105 100511 FNA cropped,photo by_Margot_Schulman

For complicated reasons that aren’t always clear, as my Twitter feed and other forums I follow show, diversity isn’t viewed or interpreted the same way by all the information professionals whose feeds I look in on.   (Most of them are people I follow but I occasionally catch sight of views expressed by people whom I don’t follow on Twitter, as well.)

When people speak, they aren’t always using the same framework for concepts I value, such as diversity and inclusion.   The extent to which people discuss (or even recognize the existence of) complicated issues such as privilege varies, too. Some even express resentment when others try to talk about privilege and barriers.

One of the biggest challenges in communications is to move people away from a stance which stands still at “this works for me, period.”  But if you want to be effective as a manager and a leader, you need to move beyond technical proficiency.  To lift your eyes from your shoelaces.  To think  in terms of we, not me.  Because the workplace is very diverse.  And people very individual in their reactions within that diverse workforce.

NARA states its expectations for communication in its leadership competencies, some of which I shared in my last post. “Openly listens to issues, problems, or unpopular points of view and states opinions in a manner that encourages dialogue. Is confident, poised, and articulate when presenting information and targets communications to the level of the audience.”  It also points to the importance of good interpersonal skills.

“Develops and maintains networks and alliances to share information, promote collaboration, and optimize individual and organizational effectiveness. Values teamwork and encourages and leverages the capabilities and perspectives of all individuals, regardless of background, culture, style, and view. Analyzes own organization to determine key relationships that should be initiated or improved to better meet current or future goals.”

At the executive levels, the NARA federal Competencies listing regards as proficient an official who “promotes a climate of openness and honesty and does not penalize responsible dissent.”   Not every official I’ve observed during my 41 year federal career has come close to this.  But I am grateful that I know some at NARA these days who do!

And I know leaders in the blogosphere and on Twitter, as well.   People of all ages.  (Ashley isn’t the only one who inspires me to keep going.)  What they have in common is insight into the human heart, an essential element in reaching others.  And a fearless beauty of expression.  Such as that which Jarrett M. Drake expressed last night, when he tweeted that he hadn’t eaten since 8 a.m. Friday morning:

“The students fed me. Their words. Their knowledge. Their humanity. It’s enough to feast on, and I am thankful for every bite.”

A tweet like that can lift my spirits so high after a week at work in Washington!  And I thanked him for helping me.

Twitter Jarrett M. Drake, Nixonara 101014

One of my favorite quotations about managing people is this one:

“People are different. People can do different things relatively well or not so well. We have to recognize those differences in individuals if we’re going to capitalize on their potentialities. The second one is the principle of
integration. It means simply that there’s nothing that a person does in a specific situation that can be understood fully except in reference to the total pattern of his living. . . .maybe there is a borderline where we shouldn’t invade a person’s privacy. But I can tell you this: Unless we understand that person in the total pattern, integrated pattern, of his living, we can’t understand his job performance.”

It could be from a present day leader.  But it’s from a speech in 1959 by Brantley Watson, Vice President for Human Relations, McCormick.  Years ago, I dropped it into a message to the Archives & Archivists (A&A) Listserv, in an effort to draw people out on workplace issues.

There may be executives and managers who don’t post messages but read the Listserv (David Ferriero has read A&A!).  You don’t see them speaking on the List.  Most of the messages in recent years on A&A as on Recmgmt-L have been about technical issues, how do you this and how to that.  Most of the responses come from peers, not from people in leadership positions, who largely stopped engaging substantively on the List a few years ago.

That doesn’t mean List subscribers can’t talk substantively about what they know and have learned about leading people.  And point to people who lead in other forums or situations or places, from the time they are students or young job seekers.  (Kudos to Rebecca Goldman, @derangedescribe, for starting the Students and New Archives Professionals Listserv.)   So I do.  And I recently got some good offlist responses from academic archivists to a message I posted about NARA’s Leadership Competencies on A&A this week.

The ability to reach out and connect is unrelated to technical proficiency or certification or what a person lists in his or her signature block.  It comes from from lived and learned experience.  From the presence of certain types of role models in their lives.  And from ineffable qualities of internal wiring.  It is unrelated to age, gender, sexual orientation or race.

We impoverish ourselves when we try to put others in boxes.  To force them to fit our filters.  To use the same prisms we use to look at life.  We limit ourselves. More than that, we limit what we can offer within our professions, our professional associations, and within our workplaces.  We lose, ourselves.  And others lose out due to our limitations.

In the past, clues as to who might advance and who might struggle largely stayed in the room where you talked to someone.  Now, from the time they’re still in school or in their first jobs, many people live part of their lives in the virtual world.  And during their careers and into retirement.

If you look at online forums where information professionals gather, you see people whose electronic footprints point to advancement, future, present or past.  And others who show a path that doesn’t point to leadership positions.  Not everyone understands what they are revealing about themselves to others on the web.

You can spot early on who has innate ability to listen to others, absorb what they are saying, and craft what NARA calls win-win solutions.   Yet who remain true to themselves.   It isn’t always easy to keep the hailing frequencies open. Which is why I admire those who try and those who can!

Chaos, failure. Success? Yes!

As I talked about research to Project Runway’s Tim Gunn and AOTUS David S. Ferriero in the Archivist’s Reception Room on September 30, I exclaimed, “Serendipity!”  When I was a grad student, my stack pass enabled me to browse shelves in the back areas of the Library of Congress building.  I still remember my joy when I took my notes from having looked in the card catalog back into the stacks to look at a book, only to find others I didn’t know about as I wandered down the aisle.

Library of Congress, Jefferson Building, 100814

One of the delights for me of getting “that dream job” as an archivist at the National Archives and Records Administration (NARA) was the joy of exploration.  Some very random on my own.  Walking through the stacks, stopping to examine a box in a series for which the labels caught my eye.   Some knowledge-dependent, as I teamed up with colleagues.   Meeting up with a friend and colleague who had mentioned in conversation records in which he or she was expert so I could explore a collection I hadn’t known about.

Hollinger Boxes, NARA

How do you make the dream job work out once you get it?  The National Archives has posted Career Competencies on its website which point to some answers.  They also provide insights into the qualities NARA seeks in job applicants and develops in new hires and current employees.

David Ferriero at NARA staff luncheon, 2011

David Ferriero (pictured at a staff luncheon) pointed to some of the competencies in a January 2012 keynote speech to library and information science educators.  He looked at change and adapting to new ways of sharing knowledge and doing business.  I liked the qualities David described, especially this:

“The ability to embrace continual learning. Seeking opportunities to
expand knowledge and skills through formal and informal training and feedback. Identifying and levering own strengths and developmental
needs and striving to improve own skills. Demonstrating and supporting
continual learning and sharing knowledge and expertise with others.”

I like very much that Ferriero mentioned both formal and informal training. The tone at the top is so important.  I greatly admire David’s capacity.

Before I look more closely at NARA’s career competencies, I’ll say this. Embrace life’s chaos.  You may have a life plan.  You may have career goals. If you’re lucky enough to get that library or archives or records job (and let’s face it, luck is a big part of that), you’ll work in a structured environment, for good reasons.

Maarja out for a lunchtime walk in Washington 100814But things are going to go wrong.  For you. For others. Because of what you do wrong. What they do wrong.   There are times when you’re going to feel discouraged. Burned out.  Yes, David Ferriero’s 1982 article on “Burnout at the Reference Desk” really resonated for me and not just in matters related to reference and providing information.  Sometimes, I just need the reminder that it’s “alright to have those feelings.”

At times, strong forces are going to buffet you.  As they did yesterday when I went out for the walk during which I sought to capture in a photo the light and greenery behind me.  But ended up getting a picture of my hair blowing wildly in the wind.  The untamed bureaucrat with untamed hair.  Messy!

Formal training has been important to me, especially early in my NARA career. But some of the most important lessons I’ve learned have come informally.  Some from models, positive and negative.  I’ve seen some people with weak skills handle things badly.  But I’ve also seen people with awesome strength show admirable capacity.  This is true in the virtual world as well as “in real life.”

Sometimes, I feel as if I’m just absorbing information constantly. About people, processes, situations.  Some of the “aha” moments where something suddenly fits together and makes sense occur while I’m out walking.  Or when I move from one task to another and in the process suddenly see connections (negative or positive) between two unrelated things.  Those unscripted, unguided learning moments are highly individual.

Whether they are painful or uplifting, they are random and happen without direction or control.  Formal learning can give you the foundation for understanding them, making the most of them.  But so can intuitive responses. And stored memory images of what you’ve seen others do and say.  I’m lucky I have many good models to draw on!

A key player in NARA’s learning and development initiatives is Steve Flowers of the Human Capital Office.  I owe him an apology.  Glad to do it here.  I expressed dismay at my blog at the start of this year about a quote from Steve about Machiavelli selected for inclusion on a NARA website.  But I’ve come to see that it didn’t begin to convey what Steve is all about.  And what he is contributing, very well by all accounts, to NARA’s efforts to improve the workplace.

I’m glad to admit I shouldn’t have jumped to conclusions so quickly about someone I hadn’t met, based on a single quote someone else chose to share. Lesson learned!  Don’t do to others what you wouldn’t want done to you.  And I’m happy to say I now think he’s a good asset on NARA’s team.

That team, on the mission and mission support sides, both, is made up of many contributors in different units and various ranks and pay grades.  NARA explains core competencies, such as problem solving, communications, customer service, and interpersonal skills, here.  It also lists general and technical competencies.   And competencies for supervisors, managers, and executives.

NARA’s explanation of leadership competencies resonates with me very strongly.  Not just because of what they are aspirationally but the language used to convey them.

Promotes a Culture of Ethics and Accountability: Champions an environment where all employees adhere to ethical principles and professional standards and are accountable for following procedures, regulations, and laws. Neither compromises values and standards nor tolerates such concessions from other employees. Takes responsibility for own actions and their consequences; sensitizes and socializes others to the importance of being accountable.

Engages, Motivates, and Inspires: Creates positive energy and a sense of camaraderie, and helps others feel personally invested in their work and the agency’s mission. Seeks an understanding of all sides and strives for win-win solutions. Demonstrates resiliency; maintains poise, focus, and instills a sense of realistic optimism, even under adversity or uncertainty.”

Heartening to see these leadership competencies emphasized as the National Archives strives to improve its management culture and move to new ways of doing business. As part of an initiative led by Deputy Archivist Deb Wall, NARA just has developed an excellent new Handbook for supervisors and managers, with realistic, practical guidance for new supervisors and veteran supervisors, both.

Of the general competencies, some are more visible than others within the library and archives and records profession. One you can see in-person and online as people (not just from NARA) engage is this one:

“Influences/Negotiates with Others – Promotes ideas and proposals persuasively. Shapes others’ opinions, convinces or persuades others, and gains support through own actions/examples or persuasion in an ethical manner. Achieves mutually satisfying agreements in negotiations with others by listening to different objectives, effectively communicating own objectives, and seeking common ground and collaborative situations.”

Yesterday on Twitter, I saw people talking about a contractor job posting which seems basically to be a data entry job to support a Navy component.  There’s no template for success at NARA, some people come in at higher entry levels, some at lower ones, depending on job requirements and opportunities.  The important thing to do is to get your foot in the door.

Look at the archives technicians my sister photographed in 1994 in the data entry section of NARA’s security classified records declasification unit.  One (Jay Bosanko) now is Chief Operating Officer.  We’re pictured in 2011 when he was Executive for Agency Services.  Another (Neil Carmichael) is the Program Manager, Insider Threat Program.  And another (Joe Scanlon) is Freedom of Information and Privacy Act Officer.

copy Sys Rev staff A2 December 1994

maarja-jay-nara-a2-071411

Neil Carmichael NARA Flickr 11970501766_49fff56d3a_c

Of the Competencies NARA lists for supervisors, managers, and executives, I focused on what looks for among its highest level officials.  (NARA uses the federal Office of Personnel Management Competencies.)  Among the listed competencies are technical credibility, political savvy, strategic thinking, listening, and learning, as well as guiding.  Oh, and also influencing and negotiating.

I went “yessss!” as I read that the expert level for executives for influencing is characterized as “Negotiates with leaders for changes to reorganization design based on feedback from subordinates.”  Listening is a key part of Open Leadership.

Another executive quality is “Resilience – Deals effectively with pressure; remains optimistic and persistent, even under adversity.  Recovers quickly from setbacks.”  Very important!  And a very attractive quality in people I know at NARA who handle this well.   It is very important to be able to respond “to setbacks by developing alternative approaches to determine the best course of action.”

Because setbacks happen.  Often.  (See:  embrace chaos.)  So, too, failures. Which is why among the NARA executive competencies, I especially like seeing a characteristic of the expert level on “Results” being “Revises and communicates to employees expectations and methods for achieving results in light of failed or delayed agency-level project[s].”

You learn to recognize early on who potentially has these executive skills.  And who might make a good supervisor or manager.  Nowadays, some of the clues are “on the record” in the electronic footprints people leave in various forums, including Social Media.

Nobody walks on water!  What is important is what you do when things don’t go as expected or planned.  Backing up and trying something else can lead to success after failure.  Which is why good leaders show a mix of adaptability and flexibility along with determination and resolve.

How you develop that mix is individual and ineffable.  Learning and development come from ways we understand (case studies, trial and error, examples of what works and what doesn’t) and ways that may seem inchoate.   Including personal joy and pain.  All part of the journey!

Records awareness, awareness of records

Do you Tweet?  Blog?  Subscribe to a Listserv?

Are there issues you skirt around or avoid in your @ feed but address more candidly in privately exchanged Direct Messages on Twitter?

Do you read blog posts and decide to contact the blogger to share your thoughts via email rather than leaving a comment under the blog post?

Or write offlist to a subscriber who posts a question on an information professionals Listserv such as Archives & Archivists and Recmgmt-L?

The reasons why someone engages publicly at times and privately at others differ.  What is important is that you know the rules and framework (your DMs will stay private).  Sometimes, you have to take a leap of faith that the person to whom you write off list won’t turn around and share on a public facing Listserv what you wrote privately.

Understanding the framework becomes critically important for government officials.  Their job related correspondence falls under the Federal Records Act and is subject to open records laws.  But there are psychological and visceral as well as intellectual components.

As I read an announcement of an opportunity for ARMA members to visit the Nixon Presidential Library and Museum in March, I thought, “what could records professionals learn from how the president’s records were handled?” Early in my career as an archivist and historian, I was the team leader in charge of disclosure review of Richard Nixon’s secret White House tapes as an employee of the National Archives and Records Administration (NARA).

  Our NARA group White House at picnic 1977

As a NARA official, I worked with records throughout their life cycle.  Not only did I arrange, describe, and review for disclosure some of the Nixon White House files, I also appraised Federal Records Act materials.  Determining which warranted transfer into NARA and which could be destroyed required situational awareness, not just application of templates.

Jason Grumet of the Bipartisan Policy Center pointed to Richard Nixon and Watergate when he wrote about transparency in the Washington Post on October 3.   While Grumet looked at the impact of many post-Watergate reforms, he did not address the lessons of the Nixon records statute.

I felt great pride at the completion of the mission that statute gave us as federal employees when I came to the National Archives on August 8, 2014.   The occasion was a book lecture about The Nixon Tapes by Luke Nichter and Douglas Brinkley (video here).

AOTUS David Ferriero said during the welcoming remarks for the Nichter-Brinkley program,

“It is particularly fitting that Brinkley and Nichter grace our stage today for as they cite in their acknowledgements ‘This book…benefited greatly from the help of many helpful archivists…first at what was known at the Nixon Presidential Materials Project, then the Nixon Presidential Library.’

Singled out are many of the people in the room today so thank you on behalf of the authors.

And thank you also from the Archivist of the United States for the work that you have done to make these tapes available.”

It was wonderful to listen to David speak during a visit to my “intellectual home.”  I cherish my connections with friends of all ranks at NARA.

Author Luke Nichter observed from the stage at the start of a thoughtful discussion with co-author Doug Brinkley that the real “heroes” were the archivists who worked on the tapes as NARA employees:  “Maarja Krusten, Fred Graboske, Cary McStay.”   There are lessons for present day archivists and records managers in my experiences.

Fred Graboske, Cary McStay, Maarja Krusten, Luke Nichter, Douglas Brinkley, NARA 080814

Maarja Krusten, Luke Nichter, NARA 080814 rs

Jason Grumet observed in his op ed of the post-Watergate period that

“Most government staff now operate under the principle of ‘don’t write that down’ and avoid raising concerns and challenging questions altogether for fear that they will be publicly revealed to embarrassing effect. Even text messages are targeted and, given the capability to digitize phone conversations, there could soon be even less room for private thought and consideration.”

Grumet sees unintended consequences to some of the 1970s era reforms aimed at increasing transparency and accountability.   He believes that “we need to recognize that there is a healthy midpoint between engaging in massive coverups and publishing the text messages of Cabinet officials.  Four decades after Watergate, we need to find it.”

The Freedom of Information Act is used by the public and by journalists and objective researchers, including historians and other scholars.  However, a look through the links shared on Archives & Archivists and Recmgmt-L points to use at times by advocacy groups, as well.  Some demagogue the issues and cherry pick the results of records disclosures, stripping them of the type of context more objective users of records inside and outside the government might apply.

Grumet notes of FOIA, which was passed in 1966 but strengthened in 1974, “transparency rules are rarely used by John and Jane Q. Public. They are now part of the standard tool kit of highly organized special interests and activists on the left and right.”

I strongly support public access to the records of government through a statutory and regulatory framework.  Yet I understand what Grumet means when he says federal employees need confidence to “raise challenging questions and doubts at the early stages of a policy discussion without having to fear being humiliated down the road.”  As historian John Earl Haynes once observed, records not created are not available, ever, for research.

The issue isn’t just whether or not officials are reluctant to “write it down.” What happens to the records that are created and why is important, too.  This is where my Nixon experiences offer some lessons.

Keeping senior level records’ creators from being blindsided affects whether knowledge about an enterprise’s operations is preserved.   It is not enough for records professionals to train. They also need to anticipate unarticulated concerns and act pre-emptively to explain.

The ARMA announcement in March said the visiting group would spend 30 minutes hearing from NARA professionals about the research room and archives. The rest of their time was to be spent on a tour led by docents employed by the private Nixon Foundation. The NARA administered Nixon Presidential Library and Museum operates as a public-private partnership.

Nixon entered office believing the records he would create as president would be his private property. As we at NARA prepared to start releasing information from the Nixon records in the 1980s, the New York Times reported on his expectations while in office:

“In an article published [in 1986] in Parade Magazine, John Ehrlichman, Mr. Nixon’s one-time assistant for domestic affairs, quoted Mr. Nixon as saying in 1971, ”When I retire I’m going to spend my evenings by the fireplace going through those boxes. There are things in there that ought to be burned. No one needs to see those things.” Mr. Ehrlichman said that Mr. Nixon had remarked that he might leave 25 years of his papers, accumulated as a member of Congress, Senator, Vice President and President, to his two daughters or to a library.”

His White House records came into government custody instead of being transferred to a private library.  The newly passed controlling statute required archivists to release “the full truth” about Watergate at the “earliest” possible date.  Identifying “the full truth” about “governmental abuses of power” in the records with which we worked was not a challenge for us historian-archivists. But given Nixon’s expectation while in office that he would control the disposition of his records, releasing that information to the public while he was alive proved challenging.

Records creators and those with vested interest in their content handle records based on their perceptions of their status and how they will be accessed and used.   The candor in the 3,700 hours of Nixon tapes (“Destroy him in the press”) resulted from the President assuming he would retain control of the records after he left office.  Except for a couple of aides, most of the other people whose recorded conversations the tapes captured did not know they were being taped.

What about the rest of the government? Early in my NARA career, I worked on records appraisal and scheduling. In the days of paper based record keeping, many government executives whose records were designated as permanently valuable relied on secretaries and did their work mostly unconcerned or even largely unaware of records management.  It was a back burner issue for many of them.

Federal records managers worked out file plans with points of contact (often the assistants to the executives). Office file cabinets or warehouses held paper records until they could be disposed of according to records control schedules or NARA accessioned the historically valuable ones.

Appraisal recommendation 1979

Appraisal of records 1979

When they considered records issues, executives often did so in the framework of Freedom of Information Act requests.  Since legal title to the records resided with the agency or department, officials subordinate to the agency head worked through FOIA issues.

Then, as now, business units offered a perspective to records managers on current use of information.   However, to ensure that briefing papers relied on corporate memory, in model agencies records managers worked closely with historians (if on staff), policy analysts, and other knowledge accountable officers.

You can’t schedule records solely based on current business needs.  You also need big picture awareness of how information will be used in the long run.  If you don’t work closely with those who write history-dependent briefing papers for senior officials, you may not preserve all the records needed for historically sound decision making 10 or 15 years down the road.

In the old days, “declare status and file” worked differently than it does now. Secretaries handled originals, carbon copies, electrostatic copies. Most officials rarely concerned themselves about correspondence after they read or signed it. Their records would sit “somewhere” for 20, 30, in rare instances as much as 50 years, then end up accessioned into NARA.  NARA eventually opened, at least in part, the records for research by the public.

Electronic record keeping has changed this. Whether an agency relies on “declare and file” or a Capstone approach, senior officials are sitting in their offices with email messages in the native client. The “digital fireplace” is right there in front of them. This is a tremendous psychological shift from handing a ribbon copy to a secretary to send out, after which she files copies in subject and chron files that sit “somewhere” for “a while.”

Records officers need to anticipate that at the senior levels, officials of superior rank won’t share with them fears of the type Grumet describes. It just doesn’t work that way. Whether records are preserved or deleted depends on mitigation of unexpressed concerns. If you’re working in the federal environment, mitigation requires knowing and communicating with impact what happens to records once NARA takes legal title to them.

A records creating and receiving official who primarily has dealt with records in terms of working with FOIA staff  may apply that filter to legal transfers of records. If internal stakeholders do not understand the big picture, as an accountable officer, an agency employee may find him or herself having a very tough conversation with a senior executive about why purging records prior to transfer to Archives in order to create a public relations narrative is improper.

Either way, whether just-in-time (very challenging) or early in training, such conversations require explaining that NARA does not do “document dumps.” That it has safeguards in place. National-security information will be handled properly. So, too, Personally Identifiable Information about living persons.

The confidentiality of deliberative information erodes with time. Decades of case-law show that an agency can claim a FOIA exemption over certain pre-decisional information. What once was withheld under FOIA in the agency may over time be released by the National Archives—but through disclosure review, not an info dump.   The records hold time — how long the creating agency or department retains legal title prior to signing it over to the National Archives – matters a great deal, as NARA demonstrates in a recent draft bulletin.

Senior officials may nod during a briefing as you explain the “should be” version of records management. If they do not buy in, or feel blindsided by the requirements, they may do what they think is best to protect their interests. And those of the agency head.

I was a player in the so-called “Nixon wars.” I’ve seen how people with power react when they feel trapped or blindsided. Timing of training matters. So, too, sensitivity to concerns, even fears, that cannot be stated directly. If you think of the creators of records as human beings (“just like us”) and explain as you train, you can protect them and yourself and your employer from some very ugly trainwrecks.