UTP Participant Support

Overview

Section 12(f) of the Securities and Exchange Act of 1934 permits Nasdaq to extend “unlisted trading privileges” (UTP) for its listed securities. Through UTP, other U.S. exchanges and markets are able to quote and trade issues listed on the Nasdaq Stock Market. Under the UTP Plan, all U.S. exchanges that quote and trade Nasdaq-listed securities must provide their data to a centralized securities information processor (SIP) for data consolidation and dissemination. Nasdaq currently serves as the SIP for the UTP Plan.

List of UTP Participants

The current UTP Operating Committee (UTPOC) members are:

UTP Participant Name Market Center ID
NYSE MKT A
Nasdaq BX B
CBOE Stock Exchange (CBSX) W
Chicago Stock Exchange (CHX) M
EDGA Exchange, Inc (EDGA) J
EDGX Exchange, Inc (EDGX) K
Financial Industry Regulatory Authority (FINRA) D
International Securities Exchange (ISE) I
National Stock Exchange (NSX) C
NYSE Euronext N
NYSE Arca P
Nasdaq PHLX X
The Nasdaq Stock Market Q
BATS Y Exchange Inc. (BYX) Y
BATS Exchange Inc. (BATS) Z

UTP Specification Documents

Outbound Data Feed Product Specifications Inbound User Interface Specifications

UTP News

For UTP data feed recipients:

UTP Plan Documents

Current Market Initiatives

Contact Information

Support Documents

Secured Services for UTP Participants Only