Final Orders/Award Determinations
Whistleblowers who submitted a tip, complaint, or referral (Form TCR) are sometimes eligible to receive a percentage of the monetary sanctions collected in a CFTC action.
This page contains Final Orders of the Commission and related Award Determinations regarding award applications submitted on a Form WB-APP. Award determinations can either deny or grant an award. In the public versions of the orders posted on the website, an applicant's personal identifiable information has been redacted in accordance with the whistleblower confidentiality requirements, 7 U.S.C. ยง 26(h)(2).
| Date of Final Order | Final Order/Award Determination | Result |
|---|---|---|
| November 15, 2016 | No. 17-WB-01 | Denied |
| October 11, 2016 | No. 16-WB-12 | Denied |
| September 21, 2016 | No. 16-WB-11 | Denied |
| August 10, 2016 | No. 16-WB-10 | Denied |
| July 19, 2016 | No. 16-WB-09 | Denied |
| July 19, 2016 | No. 16-WB-08 Press Release: CFTC Announces Fourth Whistleblower Award | Granted |
| April 26, 2016 | No. 16-WB-07 | Denied |
| March 28, 2016 | No. 16-WB-06 Press Release: CFTC Announces Whistleblower Award of More Than $10 Million | Granted |
| February 23, 2016 | No. 16-WB-05 | Denied |
| February 23, 2016 | No. 16-WB-04 | Denied |
| December 8, 2015 | No. 16-WB-03 | Denied |
| November 13, 2015 | No. 16-WB-02 | Denied |
| November 13, 2015 | No. 16-WB-01 | Denied |
| September 29, 2015 | WB-APP Redacted Press Release: CFTC to Issue Whistleblower Award of Approximately $290,000 | Granted; Denied |
| September 3, 2015 | WB-APP 2014-01-10-01 through WB-APP 2014-01-10-21 | Denied |
| May 28, 2015 | WB-APP 2014-01-29-01 | Denied |
| October 6, 2014 | WB-APP 2013-11-26-01 | Denied |
| September 23, 2014 | WB-APP 2014-01-07-01 | Denied |
| September 8, 2014 | WB-APP 2013-06-11-01 | Denied |
| September 8, 2014 | WB-APP 2013-08-12-01 | Denied |
| September 8, 2014 | WB-APP 2013-10-25-01 | Denied |
| May 19, 2014 | WB-APP 2014-02-19-01 Press Release: CFTC Issues First Whistleblower Award | Granted |
| December 3, 2013 | WB-APP-2013-02-15-01 | Denied |
| November 6, 2013 | WB-APP-2013-03-04-01 | Denied |
| October 23, 2013 | WB-APP-2013-01-04-01 | Denied |
| September 9, 2013 | WB-APP 2012-05-01-01 | Denied |
| September 9, 2013 | WB-APP 2012-05-01-03 | Denied |
| September 9, 2013 | WB-APP 2012-05-01-04 | Denied |
| September 9, 2013 | WB-APP 2012-05-02-01 | Denied |
| September 9, 2013 | WB-APP 2012-05-02-02 | Denied |
| September 9, 2013 | WB-APP 2012-05-02-03 | Denied |
| September 9, 2013 | WB-APP 2012-05-02-04 | Denied |
| September 9, 2013 | WB-APP 2012-05-03-01 | Denied |
| August 21, 2013 | WB-APP 2012-10-05-01 | Denied |
| August 9, 2013 | WB-APP 2012-09-28-02 | Denied |
| August 9, 2013 | WB-APP 2012-10-30-01 | Denied |
| August 9, 2013 | WB-APP 2012-11-01-01 | Denied |
| August 9, 2013 | WB-APP 2012-11-30-01 | Denied |
| August 9, 2013 | WB-APP 2012-12-03-01 | Denied |
| August 9, 2013 | WB-APP 2012-12-07-01 | Denied |
| August 9, 2013 | WB-APP 2012-12-20-01 | Denied |
| August 7, 2013 | WB-APP 2012-05-01-02 | Denied |
| August 7, 2013 | WB-APP 2012-06-25-01 | Denied |
| August 7, 2013 | WB-APP 2012-08-27-01 | Denied |
| August 7, 2013 | WB-APP 2012-08-31-01 | Denied |
| August 7, 2013 | WB-APP 2012-09-28-01 | Denied |
| July 24, 2013 | WB-APP 2012-04-04-01 | Denied |