SEC Final Rules
Final rules currently available include:
Third Quarter | Second Quarter | First Quarter
2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999 | 1998 | 1997 | 1996 | 1995 | 1994-1962
| Release No. | Date | Details |
|---|---|---|
| Third Quarter | ||
| 34-78321 | Jul. 14, 2016 | Regulation SBSR—Reporting and Dissemination of Security-Based Swap Information
File No.: S7-03-15 Effective Date: 60 days after publication in the Federal Register Compliance Date: For a discussion of the Compliance Dates for Regulation SBSR, see Section X of the Supplementary Information. See also: Proposed Rule Release No. 34-74245 |
| 34-78319 | Jul. 13, 2016 | Amendments to the Commission’s Rules of Practice
File No.: S7-18-15 Effective Date: 60 days after publication in the Federal Register Applicability Date: The applicability dates for proceedings pending as of the date of these final rules are discussed in Section Q of this release. See also: Proposed Rule Release No. 34-75976 |
| Second Quarter | ||
| 34-78167 | Jun. 27, 2016 | Disclosure of Payments by Resource Extraction Issuers
File No.: S7-25-15 Effective Date: 60 days after publication in the Federal Register Compliance Date: A resource extraction issuer must comply with the final rule and form for fiscal years ending on or after September 30, 2018. See also: Proposed Rule Release Nos. 34-76958 and 34-76620; and Order, Release No. 34-78169 |
| 33-10099 | Jun. 16, 2016 | Asset-Backed Securities Disclosure and Registration (Technical amendment)
Other Release Nos.: 34-78088 Effective Date: June 22, 2016 See also: Proposed Rule Release Nos. 33-9117 and 33-9244 and Final Rule Release No. 33-9638 Federal Register version (81 FR 40511) |
| 33-10095 | Jun. 13, 2016 | Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-78044; 39-2510; IC-32145 Effective Date: July 1, 2016 Federal Register version (81 FR 43047) |
| 34-78011 | Jun. 8, 2016 | Trade Acknowledgment and Verification of Security-Based Swap Transactions |
| 34-77874 | May 20, 2016 | Retail Foreign Exchange Transactions (Notice of expiration of 17 CFR 15b12-1)
File No.: S7-30-11 Effective Date: May 26, 2016 See also: Final Rule Release No. 34-69964; Interim Final Temporary Rule No. 34-64874 Federal Register version (81 FR 33374) |
| 33-10075 | May 3, 2016 | Changes to Exchange Act Registration Requirements to Implement Title V and Title VI of the JOBS Act (Corrected to Conform to the Federal Register Version)
Other Release No.: 34-77757 File No.: S7-12-14 Effective Date: June 9, 2016 See also: Proposed Rule Release No. 33-9693; Small Entity Compliance Guide Federal Register version (81 FR 28689) |
| 33-10071 | Apr. 22, 2016 | Adoption of Updated EDGAR Filer Manual
Other Release Nos.: 34-77693; 39-2509; IC-32091 Effective Date: May 19, 2016 Federal Register version (81 FR 31501) |
| 34-77617 | Apr. 14, 2016 | Business Conduct Standards for Security-Based Swap Dealers and Major Security-Based Swap Participants (Corrected to Conform to the Federal Register Version) |
| First Quarter | ||
| 34-77104 | Feb. 10, 2016 | Security-Based Swap Transactions Connected with a Non-U.S. Person's Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a U.S. Branch or Office or in a U.S. Branch or Office of an Agent; Security-Based Swap Dealer De Minimis Exception (Corrected to Conform to the Federal Register Version)
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