Exchange Magazine

Exchange Magazine

Insight, ideas and answers from across the global financial ecosystem.

Exchange Magazine

A robust forum for dialogue where ideas, insights and information are shared across the global financial ecosystem. Experience Exchange for yourself and engage with us to drive and shape its future.

In this issue: Risk and compliance

VOL 3 | EDITION 2 | 2016

In our second 2016 issue of Exchange, we explore risk and compliance – and the myriad ways in which they now touch every aspect of our industry globally. Our contributing colleagues write on the state of regulatory reform; conduct risk; third-party risk; implementing a successful regulatory compliance program; adopting a risk-based approach to know your customer and anti-money- laundering regulations; the top five compliance trends and how to free your data for better risk management. And we are pleased to bring our readers a special FX section this issue.

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Featured articles
The global state of compliance and regulatory reform

As compliance professionals try to reconcile themselves to increased regulatory burden and personal liabilities, they likely entered 2016 wondering whether the tide might turn at last.
Benchmarking conduct risk components: Bosses must take the lead

Thomson Reuters third annual survey on how financial services firms manage conduct risk and benchmark their own progress against industry trends.
Risk-based approach to KYC

Know-Your-Customer (KYC) and Anti-Money-Laundering (AML) legislation is tough to implement, yet is mandatory and must be addressed.
Beyond compliance: Third-party risk regulatory challenges

Organizations today are being held responsible not only for their own activities but also for the actions of customers, suppliers, vendors and partners.
Financial crime: MENA

With the second survey on financial crime in the Middle East and North Africa (MENA) a stronger picture of compliance landscape in the MENA region is starting to emerge.
Realising the blockchain opportunity

The revolution in financial services promises extraordinary leaps in efficiency yet it allows actors to hide behind false identities, heightening the risk of criminal activities.

Also in this issue

Implementing a successful regulatory compliance program

As it has become increasingly difficult for multinational banks to manage their compliance programs, the 5-step plan simplifies and improves interactions with regulatory bodies.

Top 5 compliance trends around the globe in 2016

In this infographic, research from Thomson Reuters Risk and the KPMG Anti-Bribery and Corruption Survey reveal the top compliance trends and statistics in 2016.

Financial trinity: Better risk management

Risk, regulation, data management and technology are inextricably linked in the drive for greater efficiencies, as setting data free enables growth-oriented decisions in a proactive approach to managing risk.

Digital in corporate banking reaches the tipping point

Although corporate banking might seem far from the digital disruption that has rattled other sectors, it has begun to embrace digitalization.

See all Exchange articles

Special FX feature

Global code of conduct restores trust in FX market

Clear solution to manage post-trade risk

Structural changes in the FX market reduce liquidity

FX searches for best execution and pricing

Time to review as the FX Industry squares up to new regulations