Regulation & Compliance
Communication Key to Regulatory Influence, Gaining Better Support from Rule Makers
Opening the lines of communication is the answer to questions around effecting regulatory evolution and getting regulatory aid.
Taiwan Business Bank Picks Wolters Kluwer Solution
Bank to use service for reporting, accounting and risk management
Firms' Public Cloud Concerns Based on Regulatory Interpretation, not Technology
Panelists discuss the biggest hurdles firms are facing when it comes to moving systems to the public cloud.
Regtech Start-Ups Are Focusing On Data Management, Investor Says
Early-stage businesses taking supportive rather than disruptive approach to compliance tasks
SS&C Camra Platform Upgrades Include Multi-Asset Support
Long-running investment accounting platform upgraded to include multi-asset and unlimited book support.
OFR Holds Contest for Identifier Linkage
Evaluations of eight entrants to be presented on July 1
Waters Wavelength Podcast Episode 21: Toronto Information and Tech Summit, Fintech Regulation
Dan goes solo to talk about his trip to Toronto.
Hot Take Alert: Are Banks Tacitly Asking for More Regulation to Squeeze Out Smaller Competitors?
Rising regulations could end up helping big banks in the long term when it comes to their competiting with smaller firms.
Next Up for Regulators: Vendor Oversight
Jim Gilligan, the recently retired president and CEO at Blue Cross Life Canada, spoke at a WatersTechnology conference about the challenges large firms face while innovating.
Former Blue Cross Life Canada CEO: Regulatory Oversight Coming for Fintechs
Jim Gilligan, the recently retired president and CEO at Blue Cross Life Canada, spoke at a WatersTechnology conference about the challenges large firms face while innovating.
Golden Copy: MiFIR's Tallest Orders
Specific challenges for compliance with European market information rules become clearer
LCH Joins ISO 20022 Harmonization Group
Formalizes involvement with messaging cooperative Swift's efforts
MiFIR Draws Closer
Identifiers, data centralization and data quality emerge as primary compliance concerns
The LEI in 2016 – A Vendor's View
Q&A With Tim Lind of Thomson Reuters
GreenKey Taps OpenFin HTML5 Container
OpenFin's HTML5 container allows GreenKey's platform to support compliant voice and text communications from within a browser.
MiFID II: No Time to Waste on 'Wait And See'
Firms must take on data aggregation and consistency, says software company product strategy executive
Waters Wavelength Podcast Episode 20: CAT, Unbundling Research, June Features
Dan and Anthony talk about the June features.
Union Bank of India chooses AxiomSL's XBRL solution
Provider helps with regulatory reporting in the UK
CAT Concerns: The Biggest Hurdles Still Facing the Massive Audit Trail
What still lies ahead for the Consolidated Audit Trail?
Golden Copy: Wishing You a Solvent Summer
As summer begins, the effectiveness of Solvency II regulation will play out
Europe Unbundles Research and Execution
The unbundling of research and execution functions is one of the most widely anticipated and debated pieces of regulation amid the storm of measures introduced by the European Commission that will have a significant impact on how the buy side and sell...
Waters Wavelength Podcast Episode 19: BNP's Growth Plans, Buy Side KYC
Dan and Anthony talk about the custody business and KYC.
Finding Opportunities in Standards
Karla McKenna, chair of three industry identifier and standards groups, leads on LEI and ISO 20022 adoption
Henderson Tests Solvency II Templates
UK-based firm listening to customer feedback