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The New York Regional Office of the U.S. Securities and Exchange Commission covers N.Y., N.J. Follow for more.

New York, NY
ಜುಲೈ 2014 ಸಮಯದಲ್ಲಿ ಸೇರಿದ್ದಾರೆ

ಟ್ವೀಟ್‌ಗಳು

ನೀವು @NewYork_SEC ಅವರನ್ನು ತಡೆಹಿಡಿದಿರುವಿರಿ

ಈ ಟ್ವೀಟ್‌ಗಳನ್ನು ವೀಕ್ಷಿಸಲು ನೀವು ಖಚಿತವಾಗಿ ಬಯಸುವಿರಾ? ಟ್ವೀಟ್ ವೀಕ್ಷಣೆಯು @NewYork_SEC ಅವರ ತಡೆತೆರವುಗೊಳಿಸುವುದಿಲ್ಲ

  1. ಡಿಸೆಂ 15

    Learn more about churning here:

  2. ಡಿಸೆಂ 15

    So what is churning anyway? Churning occurs when a broker engages in excessive buying and selling of securities in a customer’s account chiefly to generate commissions that benefit the broker.

  3. ಡಿಸೆಂ 15

    Beware of excessive trading in your brokerage account:

  4. ಡಿಸೆಂ 14

    Ask these five questions before you invest!

  5. ಡಿಸೆಂ 14

    Shopping for funds this holiday season? Check out FINRA's fund analyzer:

  6. ಡಿಸೆಂ 14

    Hearing about the FCPA (Foreign Corrupt Practices Act) and want to learn more?

  7. ಡಿಸೆಂ 13

    Beware - some investment newsletters are used as tools to commit fraud:

  8. ಡಿಸೆಂ 13

    FINRA's six tips to stay safe online this holiday season:

  9. ಡಿಸೆಂ 12

    Veterans: Protect Yourself from Becoming a Target for Investment Fraud:

  10. ಡಿಸೆಂ 12

    Have opinions about a proposed SEC rule? Check out these suggestions for how individual investors can comment on SEC rulemaking:

  11. ಡಿಸೆಂ 12

    See the SEC Chairman's statement on cryptocurrencies and ICOs:

  12. ಡಿಸೆಂ 12

    Check out the SEC's new Small Biz site, with info to help companies that want to raise capital:

  13. ಡಿಸೆಂ 11

    Hearing about wrap fee programs? Get more information in the new SEC Investor Bulletin:

  14. ಡಿಸೆಂ 11

    Company halts ICO after SEC raises registration concerns:

  15. ಡಿಸೆಂ 11

    As part of the scheme, traders posed as legitimate portfolio managers in order to obtain confidential information that they then used to place their unlawful trades.

  16. ಡಿಸೆಂ 11

    SEC charges additional member of insider trading ring that generated about $5.5M in illegal profits:

  17. ಡಿಸೆಂ 11

    10 Questions to Consider Before Opening a 529 Account:

  18. ಡಿಸೆಂ 8

    ICYMI: SEC obtained emergency asset freeze to halt fast-moving initial coin offering (ICO) fraud.

  19. ಡಿಸೆಂ 8

    First year law students: the SEC is now accepting applications for summer internships at the NY Regional Office. Apply by 2/12/2018.

  20. ಡಿಸೆಂ 8

    Daniel Michael of SEC's New York office named chief of the Enforcement Division's Complex Financial Instruments Unit.

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