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Risk & Compliance

IDENTIFY AND EVALUATE THIRD PARTY RISK
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Dow Jones Risk & Compliance

Dow Jones Risk & Compliance is a global provider of third party risk management and regulatory compliance solutions.  Working with clients across the globe, we have created products and services to help companies evaluate third party risks faster and with more confidence.

We deliver research tools and outsourced services for on-boarding, vetting and investigation to help companies comply with anti-money laundering, anti-bribery, corruption and economic sanctions regulation in mitigating third party risk.  With a global team of expert researchers, flexible delivery options and enriched third party risk data, our suite of compliance solutions empower compliance professionals to quickly and efficiently reduce risks while conserving limited resources.

Risk and Compliance Key Benefits and Solutions

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Risk & Compliance For Your Industry

The latest insights from Risk & Compliance

Whitepapers See more

  • Third Party Risk Management: Uncover Emerging Trends

    Third Party Risk Management: Uncover Emerging Trends

    In recent years, trends in government anti-corruption reviews of third parties have been trending towards stricter scrutiny of supplier and customer relationships, thus requiring stronger third-party due diligence in managing sanctions, supply chain and reputational risk.

    Read more
  • 2016 Dow Jones and MetricStream Global Anti-Corruption Survey

    2016 Dow Jones and MetricStream Global Anti-Corruption Survey

    Concerns about violating anti-corruption regulations continue to impact decisions about working with business partners, entering/expanding in emerging markets and working in particular locations.

    Read more
  • Dow Jones Risk & Compliance Global Anti-Money Laundering Survey Results

    Dow Jones Risk & Compliance Global Anti-Money Laundering Survey Results

    Anti-Money Laundering continues to be a challenging issue for risk and compliance professionals. Companies are facing increased regulatory expectations and enforcement of current rules while dealing with concerns of a lack of trained staff to properly deal with AML issues.

    Read more
  • The Aggregate 50% Rule - Is the glass half full or half empty?

    The Aggregate 50% Rule – Is the glass half full or half empty?

    In the wake of several high profile events involving sanctions and ownership violations of Russia and Barclays bank, the “OFAC 50% Rule” and its EU equivalent have received renewed attention.

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  • The Importance of Data Quality

    The Importance of Data Quality

    Despite best efforts from firms and organizations, a gap exists between the data which potential customers provide and the information available via online searches. This gap in data paints an impartial picture of risk levels. Having a trusted and reliable third-party data provider could increase coverage and fill-in the data gap without investing additional internal resource.

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  • Financial Tendrils of Terror

    Financial Tendrils of Terror

    Money laundering and terrorist financing share common markers, while also retaining significant differences. Terrorist financing, like money laundering, can include fund flows that evade detection by intermediaries. In particular, terrorists use cash transactions, either through (1) non-bank financial services firms like money services businesses (MSBs), (2) Hawalas, the informal relationship-based network of money brokers, and (3) use of bulk cash couriers and smugglers. Terror- ist financing has also been known to disguise transactions as donations to charitable organizations.

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Infographics

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Videos See more

  • Dow Jones Risk & Compliance - What's Next in Anti Money Laundering

    Dow Jones Risk & Compliance – What’s Next in Anti Money Laundering

    A panel of anti-money laundering experts share their latest thinking on recent Anti-Money Laundering trends – from what companies need to do to avoid the attention of regulators to where that attention could fall next.

    ON FINCEN:

    What is FinCEN’s current focus?

    What other government departments do you work with?

    How does FinCEN handle terrorist financing?

    What led you to change restrictions for Miami and New York?

  • Dow Jones Risk & Compliance – What’s Next in Anti Money Laundering

    Dow Jones Risk & Compliance – What’s Next in Anti Money Laundering

    A panel of anti-money laundering experts share their latest thinking on recent Anti-Money Laundering trends – from what companies need to do to avoid the attention of regulators to where that attention could fall next.

    DE-RISKING:

    Has the idea of de-risking run its course?

    Has de-risking gone too far?

    Were you surprised by the amount of entrenchment in your industry?

    Do you share your information?

    Do you have an analytics systems in place?

    How far down the block chain do we need to go to ensure security?

    When will there be full transparency with wire transfers?

  • Dow Jones Risk & Compliance - The New Anti Corruption Landscape

    Dow Jones Risk & Compliance – The New Anti Corruption Landscape

    Assistant Attorney General and Chief Compliance officers from corporates discuss what the major changes on anti-bribery enforcement from the U.S. Department of Justice spell for companies.

    VIEWS FROM THE C SUITE:

    Would a template for FCPA be helpful?

    Do you share information with each other about larger cases?

    Do you encourage people to come forward about non-compliant business practices?

    How do you encourage people to speak about non-compliance?

    Should compliance officers be held responsible?

    What are your thoughts about the increased levels of international cooperation?

    How do you successfully offer guidance to your employees?

    What are the signs of a company that has strong compliance?

    Over the last two years, what has changed the most about your business?

    Are you able to combat corruption internationally?

    What are you doing differently to demonstrate the effectiveness of your programs?

  • Dow Jones Risk & Compliance - The New Anti Corruption Landscape

    Dow Jones Risk & Compliance – The New Anti Corruption Landscape

    Assistant Attorney General and Chief Compliance officers from corporates discuss what the major changes on anti-bribery enforcement from the U.S. Department of Justice spell for companies.

    COMPLIANCE EXPERT:

    What prompted the creation of the compliance expert position?

    Will compliance staffers be able to interact with your compliance expert professional?

    How will Deferred Prosecution Agreement cases be handled?

    Can Deferred Prosecution Agreement cases be resolved outside of court?

  • Dow Jones Risk & Compliance - The New Anti Corruption Landscape

    Dow Jones Risk & Compliance – The New Anti Corruption Landscape

    Assistant Attorney General and Chief Compliance officers from corporates discuss what the major changes on anti-bribery enforcement from the U.S. Department of Justice spell for companies.

    COMPLIANCE BEST PRACTICE:

    How do people stay up to date with compliance?

    In 2016, what should a compliance officer be focusing on?

    What are the benefits of transparency?

    How do you assess the success of a compliance program?

  • Dow Jones Risk & Compliance - What's Next in Anti Money Laundering

    Dow Jones Risk & Compliance – What’s Next in Anti Money Laundering

    A panel of anti-money laundering experts share their latest thinking on recent Anti-Money Laundering trends – from what companies need to do to avoid the attention of regulators to where that attention could fall next.

    A CULTURE OF COMPLIANCE:

    Are you searching other industries for non-compliance?

    How do you examine other industries?

    Where do you find companies that live up to your standards?

    What constitutes a good culture of compliance?

    What are the most interesting areas of compliance?

Sports Intelligence


The sporting world is under immense pressure to enforce greater transparency, compliance and good governance. Demonstrating self-regulation protects sports autonomy and enhances stakeholder confidence.
Sports Intelligence

Dow Jones Sports Intelligence is the first service of its kind designed specifically for sports. It delivers key insights to help sports organizations assess third-party relationships, manage risk and perform due diligence on cities bidding to host events. Powered by the global market leader in financial risk and compliance, Sports Intelligence uses an unparalleled set of open source and proprietorial resources, databases and expertise from our Dow Jones Risk and Compliance business combined with sports industry knowledge. We can research, verify and validate any counterparty relationship in the sports industry stakeholder chain.

Key Benefits

  • Basic Due Diligence

    Basic Due Diligence

    Our reports are compiled by a global team of multilingual research experts and enhanced by the power of the Factiva archive. Bespoke designed reports are available into any third-party business relationship including sponsorship, third-party ownership in
  • Red Flag Searches

    Red Flag Searches

    An enhanced due diligence on individuals, entities and companies including Politically Exposed Persons (PEP), Special Interest People (SIP) via watchlists and proprietorial databases on criminality, money laundering, litigation, sanctions, and other high
  • Bidding Process

    Bidding Process

    A range of reports are available which cover the main decision areas relevant to awarding major events to a city or country. This enables rights holders to evaluate multiple bidders in their selection process or be used by bidders to evaluate themselves o
  • Online and Social Media Monitoring

    Online and Social Media Monitoring

    Monitor individuals and entities by using real-time or historical searching across the world’s largest media archive, and social media monitoring via verified social content channel Storyful. Identify all news, trends and map campaigns across key categori

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Contact Us

If you have questions about access requests or use of personal information in the Risk and Compliance service please contact us at riskandcompliance.[email protected]. To ensure your privacy, we will verify your identity.

Privacy Information — Risk & Compliance is a subscription only service that provides information curated exclusively from publicly available sources.  Dow Jones Risk & Compliance collects and processes this information, which includes personal information available in the source material such as newspaper articles, government issued watch lists, and other publicly available information, to assist its third party clients in meeting their regulatory and compliance obligations. The information is only made available to subscribers who require it for their compliance or regulatory purposes so they can, for example, meet their “know your customer,” anti-money laundering, anti-terrorism, or anti-corruption obligations.